Practice Contact
216.479.6113
Litigation
- Alternative Dispute Resolution
- Antitrust and Trade Regulation Litigation
- Appellate Practice
- Bankruptcy and Creditors' Rights Litigation
- Business and Commercial
- Class Actions
- Constitutional Law and Media
- Construction
- Consumer Finance
- Consumer Lending and Lender Liability
- Corporate Takeovers and Changes of Control
- E-Discovery and Electronic Information Management (EIM)
- Eminent Domain and Real Property
- Employment Litigation
- Energy and Utilities Litigation
- Environmental and Natural Resources
- ERISA Litigation
- False Claims Act and Qui Tam
- Financial Institutions Litigation
- Fires/Explosions
- Franchise Litigation
- Government Enforcement Investigations
- Government Entities
- Health Care Litigation
- Health Care Antitrust Litigation
- Health Care False Claims Act Actions/Civil and Criminal Investigations
- Medical Malpractice
- Privacy and Security of Health Information, HIPAA Compliance and Health Information Technology for Private and Public Providers
- Provider and Patient Rights/Medicare Litigation
- Regulatory Compliance Challenges/Licensure and Certification
- Reimbursement, Contract, and Fraud and Abuse Litigation
- Insurance and Insurance Coverage
- Intellectual Property
- Internet Litigation
- Personal Injury
- Products Liability
- Professional Liability and Discipline
- Public Contracting Disputes
- Public Records and Open Meetings
- Real Property, Zoning, and Land Development
- Securities Enforcement
- Securities, Shareholder Disputes, and Corporate Governance
- Tax Controversies
- Toxic Torts
- Trust and Estate Litigation
- White Collar Defense
- Workers' Compensation
Securities Enforcement
Our lawyers have defended public companies, management, broker-dealers and auditors in over 100 SEC, FINRA and state regulatory investigations. Our defenses have involved insider trading, short-swing sales, market manipulation, revenue recognition, loss reserve calculations, management discussion and analysis, broker-dealer sales practices and suitability.
Our objective is to achieve favorable resolutions of enforcement investigations through advocacy with the SEC and FINRA staffs. The history and credibility of our lawyers in interfacing with enforcement counsel has helped us obtain early resolution in numerous cases. Most of our matters end without a charge against our clients or with a favorable settlement. When litigation is unavoidable, our team brings decades of experience in litigating charges in agency forums and federal courts.
A major component of all modern enforcement actions is the management and production of electronic data. Our defenses emphasize the importance of a thorough and professional presentation of electronic data. Vorys’ in-house litigation technology group has extensive experience complying with SEC and FINRA document delivery standards, which results in significant savings in matters involving large electronic databases and enhances the opportunities to resolve the matter favorably.