J. Bret Treier Publications

April

• 4/9/2012 - Client Alert: Bankers Beware: Copying and Removal of Confidential Financial Institution and Supervisory Information Can Lead to FDIC Action

March

• 3/9/2012 - Client Alert: House Passes Legislation that Includes Important SEC Relief for Community Banks

January

• 1/26/2012 - Securities Alert: NYSE Eliminates Uninstructed Broker Voting on Certain Corporate Governance Issues

November

• 11/22/2011 - Securities Alert: Summary of 2012 Updates to the ISS U.S. Corporate Governance Policy

September

• 9/22/2011 - Securities Alert: Rule 14a-8 Amendments Permitting Shareholder Proxy Access Proposals are Now Effective

July

• 7/27/2011 - Securities Alert: D.C. Circuit Court Vacates Proxy Access Rule

May

• 5/27/2011 - Securities Alert: SEC Adopts Final Whistleblower Rules Under the Dodd-Frank Act

April

• 4/11/2011 - Client Alert: Loan Originator Compensation and Anti-Steering Rules Take Effect
• 4/4/2011 - Securities Alert: SEC Proposes Compensation Committee and Consultant Independence Rules

February

• 2/15/2011 - Client Alert: Proposed Rules Issued on Incentive Compensation of Financial Institutions

January

• 1/28/2011 - Securities Alert: SEC Issues Final "Say on Pay", "Say on Frequency" and "Say on Golden Parachute" Rules
• 1/26/2011 - Balancing the Risks and Rewards of Incentive Compensation:

October

• 10/25/2010 - Securities Alert: SEC Proposes "Say on Pay" and "Golden Parachute" Rules

August

• 8/27/2010 - Securities Alert: SEC Adopts Final Proxy Access Rules

July

• 7/19/2010 - Securities Alert: Passage of Dodd-Frank Bill

June

• 6/30/2010 - Securities Alert: Public Company Impact of Dodd-Frank Bill
• 6/24/2010 - Client Alert: Banking Regulators Offer Final Guidance on Sound Incentive Compensation Policies
• 6/10/2010 - Securities Alert: Public Company Impact of Financial Reform Measures

April

• 4/19/2010 - Securities Alert: XBRL Requirements Become Effective for All Large Accelerated Filers on June 15, 2010

December

• 12/22/2009 - Securities Alert: Newly Adopted Proxy Disclosures Address Risk Oversight, Compensation and Corporate Governance Matters