Alan D. Duffy Publications

January

• 1/26/2012 - Securities Alert: NYSE Eliminates Uninstructed Broker Voting on Certain Corporate Governance Issues

November

• 11/10/2011 - Client Alert: Fed Report Offers Insight into Compliance with Interagency Guidance on Sound Incentive Compensation Practices

June

• 6/27/2011 - Client Alert: Proposed 162(m) Regulations Affect Deductibility of Equity-Based Compensation

May

• 5/27/2011 - Securities Alert: SEC Adopts Final Whistleblower Rules Under the Dodd-Frank Act
• 5/11/2011 - Client Alert: New Compensation Restrictions Coming for Colleges and Universities

April

• 4/4/2011 - Securities Alert: SEC Proposes Compensation Committee and Consultant Independence Rules

February

• 2/15/2011 - Client Alert: Proposed Rules Issued on Incentive Compensation of Financial Institutions

January

• 1/28/2011 - Securities Alert: SEC Issues Final "Say on Pay", "Say on Frequency" and "Say on Golden Parachute" Rules
• 1/26/2011 - Balancing the Risks and Rewards of Incentive Compensation:

November

• 11/18/2010 - Client Alert: Reminder - Reporting Required for Exercise of ISOs, ESPP Options

October

• 10/19/2010 - Client Alert: Companies Should Consider Early Bonus Payments

April

• 4/29/2010 - Client Alert: Health Care Reform Limits Deduction for Compensation Paid by Insurers

December

• 12/18/2009 - Client Alert: Treasury Clarifies TARP Compensation Restrictions
• 12/14/2009 - Client Alert: IRS Finalizes Employee Stock Purchase Plan Regulations

October

• 10/29/2009 - Client Alert: Section 162(m) Transition Relief May Be Expiring for 2010 Performance-Based Compensation

June

• 6/19/2009 - Client Alert: Treasury Unveils ARRA Executive Compensation and Corporate Governance Standards

October

• 10/27/2008 - Client Alert: U.S. Treasury Issues Interim Rules Regarding Executive Compensation Provisions of the Capital Purchase Program Established Under the EESA

February

• 2/13/2008 - Client Alert re: Private Letter Ruling 200804004 ("PLR")

October

• 10/2007 - Client Alert

September

• 9/2007 - Client Alert