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Surviving a Department of Labor Audit

Vorys Partner Anthony Ciriaco was a speaker at a breakfast workshop hosted by Everhart Advisors and Financial Executives International on October 14, 2015.  His presentation was titled “Surviving a Department of Labor Audit.”

The following topics were discussed:

  • Investigation of employee benefit plans
  • Regulatory and legal update
  • 401(k) fee transparency and cost control
  • Fiduciary compliance

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